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1 SEC suspends trading in 15 stocks, in whack-a-mole against social media hype
2 SEC Suspends Trading in 15 Stocks That Got Hyped on Social Media
3 U.S. SEC suspends trading in 15 securities due to 'questionable' social media activity
4 SEC Is Examining Robinhood's Trading Halts, Options Practices
5 SEC to update climate-related risk disclosure requirements | TheHill
6 SEC Halts Trading in 15 Firms Due to Questionable Market Moves
7 SEC sues Morningstar for disclosure violations, internal control failures
8 Senator Elizabeth Warren Tells The Securities And Exchange Commission To ‘Get Off Their Duffs And Do Their Jobs’ And Stop The ‘Rigged Game’ Of Market Manipulation
9 SEC Action Could Have Rippling Effects on Future of Cryptocurrency
10 US securities regulator suspends trading in 15 stocks due to 'questionable' social media activity
11 The US SEC Revokes Registration of Long Blockchain Corp's Securities – Regulation Bitcoin News
12 The SEC's Time To Act
13 GameStop madness presents a challenge for Biden's potential SEC chief
14 The SEC could cripple Robinhood's business model by enforcing existing rules, experts say
15 SEC appoints policy advisor to advance new initiatives on ESG
16 How NYSE, Nasdaq's battle with SEC over market data could affect retail investors
17 After Robinhood GameStop trading frenzy, SEC could examine penny stock listing standards
18 SEC Halts Trading in 15 Firms Due to Social Media Activity
19 SEC reportedly probing whether fraudulent social media posts boosted GameStop
20 Enel Generación Chile Announces Voluntary Filing of Form 15F to Deregister With the US Securities and Exchange Commission and Terminate Its Reporting Obligations Under the US Securities Exchange Act
21 GameStop Frenzy Prompts SEC to Weigh More Short Sale Transparency
22 SEC Suspends Trading: What 15 Companies Are on the Suspended Stocks List?
23 Federated Hermes, Inc. files annual report on Form 10-K with U.S. Securities and Exchange Commission
24 Shareholders push SEC for tougher climate regime for US oil
25 SEC issues statement on past week’s turbulent market activity prompted by Reddit-fueled GameStop run
26 Baker Hughes discloses SEC probe over projects affected by U.S. sanctions
27 SEC Issues Order Permitting 30-Day Broker-Dealer Filing Extension
28 The SEC suspends trading in 15 stocks because of suspicious activity and social-media chatter
29 Way Down in the Hole — Wireline Appears to Have Confused the SEC With an Agency That Wants to Repeat Itself
30 Progressive hopes for a radical SEC agenda face a unicorn problem
31 U.S. SEC subpoenas Overstock, seeks information on 2019 retail forecast
32 SEC Suspends Trading In 15 Stocks Over Social Media Concerns
33 SEC Sends a Message to Social Media Stock Promoters
34 Elon Musk: SEC probe over Dogecoin tweets would be 'awesome'
35 Nasdaq, New York Stock Exchange sue SEC over planned overhaul of public data feeds
36 Banco Santander Chile Announces the Filing of its Annual Report on Form 20-F With the United States Securities and Exchange Commission for Fiscal Year 2020
37 SEC Will Struggle to Build Market Manipulation Case After Massive GameStop Stock Rally: Securities Law Prof.
38 Ripple fights back against SEC securities complaint
39 SEC wages war against 'meme stocks', suspends 22 securities
40 The U.S. Struggle Over Climate-Change Disclosure Is Coming To A (Hopefully Successful) Head
41 Brazilian Securities and Exchange Commission Set to Strengthen ESG Reporting Requirements
42 SEC V. Ripple: Mining For Clarity In Regulatory Chaos
43 Investigations Into GameStop Trading And Reddit: Former SEC Enforcement Chief Provides Insights
44 SEC Requests Comment on Potential Money Market Fund Reform
45 SEC Is Scouring Social Media Too in a Hunt for Stocks to Suspend
46 The SEC Issues Statement and Requests Comment Regarding the Custody of Digital Asset Securities by Special Purpose Broker-Dealers
47 SEC Enforcement in Financial Reporting and Disclosure: 2020 Year-End Update
48 Nasdaq, the SEC, GOP Senators and Diversity Requirements
49 SEC: GPB Capital operated 'Ponzi-like' scheme, retaliated against whistleblower
50 SEC issues first-ever whistleblower award pegged to DOJ settlement
51 Coinbase to go public via direct listing
52 SEC flexes muscle as Reddit trading frenzy continues
53 The Seashore Beach Club forges settlement deal with SEC
54 4D Pharma Announces US SEC Declares Registration Statement Effective with Respect to the Issuance of 4D Pharma American Depositary Shares on NASDAQ
55 Dogecoin Price Alert: DOGE Drops on Elon Musk SEC Investigation Rumor
56 Chamath Palihapitiya-backed Clover Health gets notice of SEC investigation
57 Gary Gensler (SEC), Rohit Chopra (CFPB) set for confirmation hearings March 2
58 SVB Financial Group 8-K Feb. 26, 2021 8:32 AM
59 What to Expect from the SEC Under the Biden Administration
60 A Brushback to Nasdaq—and the SEC
61 Bond Fund Managers Often Get Rushed Into Deals. An SEC Watchdog Is Worried.
62 Shamoil Shipchandler hired by Charles Schwab as its new chief counsel
63 Climate Change: Will the SEC Get In Step With Other Regulators?
64 Securities regulator launches online payment portal
65 How to Respond to a SEC Subpoena
66 Gary Gensler Biden’s SEC Chairman Nominee Crypto Implications
67 Rate Expectations: SEC Charges Credit Ratings Agency For Undisclosed Adjustments to Ratings
68 Crypto Seller Slammed With SEC Lawsuit
69 GameStop frenzy prompts Yellen to call meeting with SEC, Fed
70 Lev Parnas, Giuliani Associate, Faces New Fraud Accusations
71 Executive Network Partnering Corporation Files Preliminary Proxy for Special Meetings to Consider Stock Split
72 Sorry, but the NDAA did not just redefine disgorgement
73 Bloomberg's ETF whisperer says the SEC could approve a BTC ETF
74 ASLAN Pharmaceuticals Announces $18 Million Private Placement Taiwan Stock Exchange:6497.TWO
75 Applied Optoelectronics, Inc. 424B5 Feb. 25, 2021 4:50 PM
76 Magyar Bancorp, Inc. Announces Adoption of Plan of Conversion for Second-Step Stock Offering
77 Laredo Petroleum Announces "At-the-Market" Equity Program
78 KludeIn I Acquisition Corp. Announces the Separate Trading of its Class A Common Stock and Warrants, Commencing March 1, 2021
79 Labor SMART, Inc. Statement Pursuant to Reg FD
80 Puxin Announces US$69 Million Private Placement of Convertible Notes
81 A Giant Pension Bought Up PG&E, Zoom, and a Stock Elon Musk Loves
82 Nikola's internal review finds inaccuracy in statements by founder Trevor Milton
84 AVITA Medical, Inc. Announces Proposed Public Offering of Common Stock
85 SHAREHOLDER ACTION ALERT: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Immunovant, Inc. and Encourages Investors with Losses in Excess of $100000 to Contact the Firm
86 SEC reviewing volatility amid GameStop frenzy, vows to protect retail investors
87 ReWalk Robotics Announces Closing of $40.0 Million Private Placement Priced At-the-Market
88 National Defense Authorization Act Boosts SEC’s Disgorgement Authority and Ability to Seek Other Equitable Relief
89 Luckin Coffee Reaches Settlement with U.S. Securities and Exchange Commission
90 Jay Clayton, Securities and Exchange Commission chairman, leaving post as top financial regulator
91 Oatly Announces Submission of Confidential Draft Registration Statement for Proposed Initial Public Offering
92 Star Peak Corp II Announces the Separate Trading of its Shares of Class A Common Stock and Warrants Commencing February 26, 2021
93 Hess to Participate in Credit Suisse Energy Summit
94 U.S. Securities and Exchange Commission 'actively monitoring' volatility in equity markets
95 A-Mark Precious Metals Provides Financial Guidance for Fiscal Third Quarter 2021
96 Chinese Insurers Embrace Digital Transformation to Boost Competitiveness
97 MIT Sloan's Gary Gensler to be nominated for chair of Securities and Exchange Commission
98 Bright Lights Acquisition Corp. Announces the Separate Trading of its Class A Common Stock and Redeemable Warrants Commencing March 1, 2021
99 Biden’s Lead Picks For The Securities And Exchange Commission And The Consumer Financial Protection Bureau Show He’s Making Compliance And Regulations Great Again
100 Staying private: the booming market for shares in the hottest start-ups