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1 MIT Sloan's Gary Gensler to be nominated for chair of Securities and Exchange Commission
2 Recent Amendments To The Securities Exchange Act Of 1934 Strengthen The SEC’s Disgorgement Powers
3 Ryan W. Wolfe, Former Senior Associate Chief Accountant in the Office of the Chief Accountant for the U.S. Securities and Exchange Commission, Joins Credibility International
4 TransEnterix Announces $25.0 Million Bought Deal Offering of Common Stock
5 Brinks Home Security Announces Plans to File Form 15 and Deregister
6 SEC Complaint Against Ripple (XRP) And Possible Regulatory Signals Ahead For 2021
7 Vireo Health Registers as a US Reporting Company
8 Form 4 Planet Fitness, Inc. For: Jan 20 Filed by: Tanco Christopher
9 Securities and Exchange Commission: Securities Offering Reform for Closed-End Investment Companies
10 Brinks Home Security to file Form 15 with SEC, end public trading of stock
11 Biden Names Allison Herren Lee As Chief Of US Market Regulator
12 Cryptocurrency XRP Investors Demand US Securities and Exchange Commission Amend Its Charges Against Ripple Labs
13 Not So Special – Securities And Antitrust Regulators May Increase Attention To SPACs In The Coming Year
14 Proposed Amendments to Rule 144 | Mayer Brown Free Writings + Perspectives
15 Report Reveals How Ripple Will Defend Itself and XRP Against the U.S. Securities and Exchange Commission
16 Scopus BioPharma Announces Pricing of $9 Million Follow-On Public Offering
17 New York Life Insurance Broker Admits Securities Fraud Scheme
18 Form 3 STARBUCKS CORP For: Jan 12 Filed by: Woods Gina
19 President-elect Joe Biden to name Gary Gensler as U.S. SEC chair, sources say
20 The Successful Securities Fraud of Luckin Coffee, Inc.
21 U.S. SEC says Trump has designated Roisman acting chairman
22 Digital Asset Securities Custody: U.S. SEC Issues Broker-Dealers Enforcement Relief and Requests Industry Comment
24 Global Ship Lease Announces Closing of Public Offering of Class A Common Shares
25 Form 6-K MorphoSys AG For: Jan 26
26 Form 4 Phreesia, Inc. For: Jan 22 Filed by: Altier Thomas
27 Coinbase Sued Over Crypto XRP Commissions After SEC Pursues Ripple
28 IMPORTANT INVESTOR ALERT: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Northern Dynasty Minerals Ltd. and Encourages Investors with Losses in Excess of $500,000 to Contact the Firm
29 SHAREHOLDER ACTION ALERT: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against CleanSpark, Inc. and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm
30 SEC Enforcer Behind $1.3 Billion Ripple Lawsuit Stepping Down
31 Ripple Investor Sues to Force Stock Redemption on SEC Claim
32 The US National Defense Authorization Act for Fiscal Year 2021: Securities Law Implications
33 OncoSec Medical Closes $42.0 Million Public Offering of Common Stock
34 INVESTOR ACTION ALERT: The Schall Law Firm Announces the Filing of a Class Action Lawsuit Against Tricida, Inc. and Encourages Investors with Losses in Excess of $100,000 to Contact the Firm
35 Transparency in Corporate Political Spending and SEC Rule 14a-8 | The Legal Intelligencer
36 Former CEO Of Real Estate Private Equity Investment Firm Charged With Securities Fraud
37 Aurora Cannabis Closes Previously Announced Bought Deal Financing
38 Form 8-K Capitol Investment Corp. For: Jan 22
39 Five Priorities for Biden's SEC Chair
40 Catcha Group's special purpose acquisition company files for US IPO
41 VanEck Proposes ETF for Bitcoin, Once Again
42 US Supreme Court Will Not Hear Case Challenging Removal Protections for SEC's In-House Judges
43 Fitch Ratings to Withdraw Lucid Energy Group II Borrower, LLC's Ratings
44 Clarity Capital, Israel's Premier Investment Management Firm, Launches Israeli Backup Investment Accounts for American and Canadian Citizens
45 The Holding Foreign Companies Accountable Act Is Signed Into Law
46 CoPeace Announces Filing of 506(c) to Continue Fund Raise for Impact Investing Initiatives
47 SHAREHOLDER ALERT: Pomerantz Law Firm Reminds Shareholders with Losses on their Investment in Semiconductor Manufacturing International Corporation of Class Action Lawsuit and Upcoming Deadline
48 Montauk Renewables Announces Closing of Initial Public Offering and Exercise in Full of the Underwriter's Option to Purchase Additional Shares
49 Aeterna Zentaris Granted 180-Day Extension by Nasdaq to Regain Compliance with Minimum Bid Price Rule
50 SVB Financial Group Announces Pricing of $750 Million Preferred Stock Depositary Shares Offering and $500 Million 1.800% Senior Notes Offering
51 Japan Rallies Behind XRP as Ripple Faces US Litigation
52 FinVolution Group Receives Capital Markets Services License from Monetary Authority of Singapore
53 Ault Global Holdings Announces “At The Market” Offering of Common Stock
54 Luckin Coffee Reaches Settlement with U.S. Securities and Exchange Commission
55 Crown Electrokinetics Announces Pricing of $19 Million Public Offering and Uplisting to the Nasdaq Capital Market
56 Congress Must Fix The Anti-Money Laundering Whistleblower Law
57 Bond Traders Skip the GameStop Party Over at Reddit
58 Kaplan Fox Has Filed a Class Action to Recover Losses for Investors Who Purchased Boston Scientific Corporation Securities
59 New tech group backed by Dallas billionaire Steve Winn emerges to deliver the venue of the future
60 Bridgetown 2 Holdings Limited Announces Pricing of $260 Million Initial Public Offering
61 Alexion to Report Fourth Quarter and Full Year 2020 Results on Thursday, February 4, 2021
62 AllianzGI Announces Adjournment of Special Meeting of Shareholders for AllianzGI Artificial Intelligence & Technology Opportunities Fund (NYSE: AIO)
63 Deutsche Bank Agrees to Pay over $130 Million to Resolve Foreign Corrupt Practices Act and Fraud Case
64 Securities And Exchange Commission Statement On The Passing Of Jacob Stillman, Commissioner Hester M. Peirce, Acting Chairman Elad L. Roisman, Commissioner Allison Herren Lee, Commissioner Caroline A. Crenshaw, Dec. 29, 2020
65 How Penny Stocks Like Blue Sphere (BLSP) Go Viral on Reddit, Stocktwits and Soar
66 Bright Scholar Announces the Signing of Contract to Operate K-12 School in Yiwu City
67 Taseko Announces Offering of US$325 Million of Senior Secured Notes Due 2026
68 December 2020: Federal Securities Class Actions Against Non-U.S. Companies Listed on U.S. Exchanges on Track for Record High
69 Traditional Lenders Extended Millions in Loans to the Crypto Space Through Genesis in Q4
70 Genetic Technologies Announces Closing of $6.56 Million Registered Direct Offering
71 Solid Quarterly Performance on Volumes Drives Results
72 PepsiCo and Beyond Meat® Establish The PLANeT Partnership, LLC, a Joint Venture to Introduce New Plant-Based Protein Offerings
73 News From the Oil Patch: Kansas crude above $40 for second straight week
74 BridgeBio Pharma, Inc. Prices Upsized Offering of $650 Million Convertible Senior Notes
75 CooTek Announces Entering Into A Combined Financing Package
76 Colony Capital, Inc. Announces Fourth Quarter and Full Year 2020 Earnings Release and Conference Call Date
77 Hannon Armstrong Announces Fourth Quarter and Full Year 2020 Earnings Release Date and Conference Call
78 Chunghwa Telecom Reports 2021 Guidance
79 Midatech Pharma PLC Announces Business Update
80 Uranium Energy Corp Commences 2021 Production Area Development at its Burke Hollow ISR Project in South Texas
81 Kik Announces Settlement with US Securities and Exchange Commission
82 Tips to U.S. Securities and Exchange Commission surge in recent weeks -official
83 Learn about the SEC with Brent Mitchell '98, Senior Counsel, US Securities and Exchange Commission, Enforcement Division | Harvard Law School
84 US Securities and Exchange Commission Issues Rare No-Action Letter In Connection With the Sale of Native Tokens
85 U.S. Securities and Exchange Commission launches investigation into FirstEnergy Corp.
86 SEC accuses Cedar Hill man of scamming investors out of at least $1.1 million
87 What a Democrat-controlled SEC might look like and what it would mean for markets
88 Announcement Regarding Filing of Annual Report on Form 20-F with the U.S. Securities and Exchange Commission
89 SEC awards a whopping $114M to whistleblower for 'extraordinary' assistance
90 SEC levies record $4.7 billion in fines in fiscal 2020
91 Securities and Exchange Commission Issues Disclosure Guidance for China-Based Issuers
92 SEC chief Jay Clayton says he is nervously eyeing retail-driven euphoria in the stock market
93 US SEC chief Clayton to call it quits at the end of 2020
94 U.S. SEC seeks public comment on brokers' custody of digital assets
95 Preet Bharara is possible candidate to run US Securities and Exchange Commission
96 U.S. SEC charges blockchain company Ripple for conducting an unregistered securities offering
97 SEC probing Nikola Motors over short-seller claims of fraud: Bloomberg
98 SEC Suspends 23 Companies: Fraudsters Held Accountable by Whistleblowers
99 SEC adopts rule allowing more investors access to private equity firms
100 Genmab Files Annual Report with the U.S. Securities and Exchange Commission