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1 Most young crypto traders don't realize it's not regulated, UK markets watchdog says
2 Former Dubai Financial Services Authority Director Joins Binance as Chief Regulatory Liaison Officer
3 Charles Randell to step down as FCA chair a year early
4 Non-Financial Misconduct reassessed in light of Frensham v The Financial Conduct Authority. If in doubt, disclose!
5 Online ad prevention 'much more preferable than cure', says FCA
6 UK Financial Conduct Authority Consults on Amending Decision-Making Process
7 Granted a P2P License from the Indonesian Financial Services Authority, KrediFazz is Set to Expand Access to Credit for the Underbanked Community
8 Asia Digital Bank, Recipient of Digital Banking License by Labuan Financial Services Authority, Partners
9 Former Dubai Financial Services Authority Director Appointed as Chief Regulatory Liaison Officer by Binance
10 UK Financial Conduct Authority Announces that it will Compel ICE Benchmark Administration to Publish 1-, 3- and 6-Month Sterling and Japanese yen "synthetic" LIBOR
11 UK financial regulator faces probe over pension advice scandal
12 Best foot forward? FCA has its work cut out to implement Consumer Duty
13 Expect home visits, Financial Conduct Authority tells City's remote workers
14 UK Financial Watchdog Organization Chair to Step Down a Year Early
15 Hardly Child’s Play: North Carolina Joins the Growing Number of States With a FinTech Regulatory Sandbox.
16 FCA to test firms' remote working arrangements
17 The Dubai Financial Services Authority Publishes Markets Brief No. 24 On Suspicious Transaction And Order Reports
18 Staff at Financial Conduct Authority clamour to join union
19 FCA to tackle regulatory reports costing up to '£4bn a year'
20 The Financial Industry Needs to be Built on a Foundation of Trust
21 FCA proposals on board diversity send a clear message
22 Pensions Fund Enters Insolvency After Capital Hole Found
23 Dubai Financial Services Authority, UAE Accountants & Auditors Association and the International Ethics Standards Board for Accountants Hosts Middle East Webinar on Non-assurance Services and Fee-related Revisions to the IESBA Code
24 Banks need menopause policies to retain pipeline of talent through to senior ranks, Standard Chartered says
25 Dubai Financial Services Authority provides regulatory framework for future of finance
26 Financial Regulator Warns of Hybrid Working Security Risks
27 FCA targets investment harm with consumer investment strategy
28 Incident response for financial services: changing regulation
29 Upcoming Regulatory Initiatives Impacting Private Fund Managers
30 Isle of Man FSA bans directors from regulated activity
31 Dubai Financial Services Authority provides the right regulatory framework for the future of finance
32 FCA 'working closely' with Govt on tougher crypto rules
33 Financial Services Regulation – What will Keep Compliance Officers Awake at Night in 2022
34 Financial Conduct Authority faces more criticism over London Capital & Finance minibonds
35 Upper Tribunal Clarifies FCA’s Powers Regarding Non-Financial Misconduct by Regulated Individuals
36 FCA refers 950 DB pension advice clients to FSCS
37 FCA hints at talks with govt on cash raised from fines
38 FCA steelworker meetings met with mixed response
39 Danske Bank reprimanded over ‘shortcomings’ on anti-money laundering controls
40 UK Financial Conduct Authority Announces That It Will Compel ICE Benchmark Administration To Publish 1-, 3- And 6-Month Sterling And Japanese Yen “Synthetic” LIBOR
41 Blockchain Algorithms Submit Paperwork for Financial Conduct Authority (FCA) Trading Licence
42 Financial adviser banned and fined for 'reckless' pension switching
43 How to build better financial services boards?
44 UK government mulls regulation of ESG data providers
45 Webcast: The False Claims Act – 2021 Update for Financial Services
46 FCA bans 'reckless' adviser for putting £13.5m into high risk Sipps
47 Incoming regulation: Treasury and FCA working on sustainability rules for advisers
48 Financial Services Regulation and Compliance
49 New York Commercial Financing Disclosure Requirements Take Effect Soon
50 FCA directs over 3500 DB transfer customers to FSCS for redress
51 Good Money Week: FCA to publish its own TCFD report
52 launches QuantX – Powerful investment portfolio builder
53 FCA staff seek unionisation amid “growing disenchantment”
54 FCA says consumer duty will set standards for firms in all retail...
55 OSHA, citing Covid failures, moves to strip three states of workplace safety authority.
56 SoftServe Appoints Alfredo Rubina as VP Financial Services Domain Solutions and Consulting
57 SFO Makes Second Arrest In Car Finance Fraud Probe
58 American Express announces global hybrid working model
59 OFAC Issues Sanctions Guidance For The Virtual Currency Industry
60 The Binance backlash
61 South African Regulator 'Welcomes' Binance's Decision to Terminate Certain Services in the Country – Regulation Bitcoin News
62 The Morning Briefing: Shark infested waters and FCA bars pension switch adviser
63 How can I become a 'smart investor'?
64 Regulator concerns about resilience and security could slow cloud adoption in financial services
65 UK Financial Conduct Authority Consults on Powers to Cancel Firms' Regulatory Permissions
66 Safenetpay Is Enhancing Its Services For EU/EEA Customers
67 Jersey roundtable: The resilience factor
68 How to attract more women to the profession
69 Indonesia's GoTo bags $400 million from Abu Dhabi ahead of IPO
70 N26 tell users not to worry after BaFin order to cap user growth
71 Anger grows in Wales steel towns over pensions mis-selling
72 FSCA cautions public against Ithala Capital Investments
73 Notification of major holdings in Kindred Group plc
75 UK financial regulator business plan: key takeaways and potential enforcement focus
76 FSCA warns against using Vaultax Global trading platform
77 Sipp provider with ties to collapsed DB IFAs enters administration
78 Guernsey regulator approves Jacobi Asset Management’s Bitcoin ETF launch
79 Nic Cicutti: Why the FCA bonuses don't outrage me
80 Scammers Target Over 55s In £550m Pension Grab
81 Harris Williams Advises BluSky Restoration Contractors, LLC on its Sale to Partners Group and Kohlberg & Company, LLC
82 Paysafe extends partnership with ZEN.COM to bridge the gap between cash and digital banking
83 Dubai Financial Services Authority appoints new CEO
84 UK’s Financial Conduct Authority Publishes Its New 2021/22 Business Plan
85 B2B Digital Payment Market Report 2020: American Express, Ant Financial Services, Bottomline Technologies, Coupa Software, FleetCor Technologies, Intuit, JPMorgan Chase, SAP, PayPal, Square, etc. – Puck77
86 PNC Financial Services : Harris Williams Advises Agape Care Group on its Sale to Ridgemont Equity Partners
87 UK Financial Conduct Authority Makes Diversity and Inclusion a Regulatory Priority
88 Regulation Round Up
89 5 things you need to know about … the FCA’s 2021/22 business plan
90 Klarna to offer pay now option ahead of crackdown
91 UK Financial Conduct Authority Continues Focus on Diversity and Inclusion
92 Westpac Banking : MI Leading Index September (PDF 74KB)
93 Global Financial Regulatory
94 Financial Conduct Authority Issues Consultation Paper on Diversity
95 U.K. Financial Regulator Pushes for More Whistleblowing
96 UK FCA still assessing hundreds of whistle-blowing reports from 2019, hundreds more from 2020 -FoI response
97 UK Financial Services Regulation – 2020 Year-End Review
98 UK regulator warns Google about accepting scam adverts
99 OCI N : OCI and ADNOC Successfully Complete Fertiglobe IPO Bookbuilding Process, Raising over $795 Million
100 FCA calls for full regulation of ‘buy now, pay later’ credit