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1 Tonix Pharmaceuticals Holding Corp. 8-K Jun. 24, 2021 4:07 PM
2 Dell Technologies Inc. 8-K Jun. 23, 2021 9:25 PM
3 House Passes Bill Requiring SEC to Define Mandatory ESG Metrics
4 Form 425 Bank of Commerce Holding Filed by: Bank of Commerce Holdings
5 Form 3 Talkspace, Inc. For: Jun 22 Filed by: Shachar Erez
6 Penn National Gaming, Inc. 8-K Jun. 24, 2021 7:51 AM
7 Form 3 Talkspace, Inc. For: Jun 22 Filed by: Frank Oren
8 Health Catalyst, Inc. 8-K Jun. 24, 2021 4:04 PM
9 United Therapeutics Corporation 8-K Jun. 23, 2021 6:01 AM
10 Form 8-K Staffing 360 Solutions, For: Jun 24
11 Form 4 Talkspace, Inc. For: Jun 22 Filed by: Braunstein Douglas L
12 Westpac Banking Corporation 6-K Jun. 24, 2021 6:01 AM
13 Form 3 Graphite Bio, Inc. For: Jun 24 Filed by: Carlo Rizzuto
14 Form 8-K SECOND SIGHT MEDICAL For: Jun 22
15 Form 4 AVNET INC For: Jun 23 Filed by: KHAYKIN OLEG
16 Back to the Future: SEC Chair Announces Spring 2021 Reg Flex Agenda
17 Form 3 FEDERAL HOME LOAN MORTGA For: Jun 17 Filed by: Musalem Alberto G.
18 Form 3 Fox Corp For: Jun 17 Filed by: Burck William A
19 The SEC Has Broad Authority To Require Climate and Other ESG Disclosures
20 BSTX Files to Establish Securities Exchange. Rulebook Published by SEC is Now Open for Public Comment
21 Form 8-K Biostage, Inc. For: Jun 24
22 SEC Brings Charges for Cybersecurity Disclosure Failures
23 Form 425 Northern Star Investment Filed by: Northern Star Investment Corp. II
24 Form 8-K Aravive, Inc. For: Jun 24
26 VIVINT SMART HOME, INC. : Regulation FD Disclosure, Other Events, Financial Statements and Exhibits (form 8-K)
27 Barron v. Helbiz Inc.: A Rare Mixture Of An ICO, Morrison, And State Law Claims
28 Labaton Sucharow LLP Files Securities Class Action Lawsuit Against Array Technologies, Inc. and Related Parties
29 SEC Taking a Closer Look at Rule 10b5-1 Trading Plans on the Rulemaking and Enforcement Fronts: What Companies and Their Insiders Need to Know Now
30 Empower, Ltd. Announces Effectiveness of Registration Statement and Extraordinary Meeting Date for Proposed Business Combination with Holley
31 SEC Whistleblower Rules Continue to Serve as a Source for Enforcement Cases
32 Form SC TO-I/A BBX Capital, Inc. Filed by: BBX Capital, Inc.
33 SEC Chairman: Time to "Freshen Up" Rules Governing 10b5-1 Plans
34 Form SC 13D Greenbrook TMS Inc. Filed by: 1315 Capital II, LP
35 US SEC Charges ICO Issuer and Its CEO with Unregistered Securities Offering
37 FULLER H B CO : Results of Operations and Financial Condition, Financial Statements and Exhibits (form 8-K)
38 Another Securities Suit Filed Over Telesat’s Acquisition of Loral
39 SEC says it's monitoring the ongoing volatility in certain stocks, vows to protect retail investors
40 SEC Files Suit Against Five Alleged Promoters of Crypto Lending Program
41 SEC Announces Latest Amendments to Proxy Advisor…
42 First Circuit Adopts 'Irrevocable Liability' Test To Determine When Securities Transaction Is Domestic | New York Law Journal
43 VERA THERAPEUTICS, INC. : Results of Operations and Financial Condition, Financial Statements and Exhibits (form 8-K)
44 SEC Raises Threshold Under The Advisers Act
45 SHAREHOLDER ALERT: Robbins LLP Announces that Tarena International, Inc. (TEDU) is Being Sued for Misleading Shareholders
46 SEC Charges Miami Advisor With $5 Million Cherry-Picking Scheme
47 U.S. Securities Law Considerations in Structuring a Cross-Border Fund
48 Form 425 ION Acquisition Corp 2 Filed by: ION Acquisition Corp 2 Ltd.
49 Ensure Disclosure Controls and Procedures Address Cybersecurity | Foley & Lardner LLP
50 Rev rec manager at hub of fraud ring, SEC says
51 SEC Subpoena
52 SEC Chairman: Time To "Freshen Up" Rules Governing 10b5-1 Plans
53 Oasis Midstream Partners LP Announces Public Offering of Common Units
54 SEC Chair Gensler Previews Potential Changes for Rule 10b5-1 Plans
55 Form 10-Q Accenture plc For: May 31
56 Form 4 Oric Pharmaceuticals, For: Jun 16 Filed by: Heyman Richard A.
57 SEC Issues First-Ever Penalties for Deficient Cybersecurity Risk Controls
58 SEC Announces Latest Amendments To Proxy Advisor Rules Will Not Be Enforced, Pending Additional Review
59 Bioventus Invests in Vaporox
60 APT Systems Announces Completion of First Phase in Complying with SEC Act Rule 15c2-11
61 OneSpaWorld Announces Pricing of Secondary Public Offering of Common Shares
62 Dakota Territory Resource Corp Announces Upsize to Private
63 STAFFING 360 SOLUTIONS, INC. : Results of Operations and Financial Condition, Financial Statements and Exhibits (form 8-K)
64 Hecla Announces Management Changes
65 China Unicom seeks to deregister its American Depositary Shares and terminate reporting obligations under the United States Securities Exchange Act
66 Update on regulatory approvals relating to the voluntary tender offer for Sbanken ASA
67 Two San Jose Men, 4 Others Accused of Illegal Insider Trading with Infinera and Fortinet
68 Slinger Announces Acquisition of SaaS Technology Platform – Foundation Tennis
69 Form 3, Inc. For: Jun 09 Filed by: Lipman Alison K.
70 AeroFarms breaks ground on AgX Research Center – Produce Blue Book
71 SEC Commissioner Shares Views on Materiality of Climate and ESG Disclosures
72 Biden Administration Revises and Expands Restrictions on U.S. Person Investment in Chinese Companies and Releases New List of “Chinese Military Companies” Under 2021 NDAA Section 1260H
73 SEC Bringing Cybersecurity Enforcement Actions
74 Inside the Courts
75 Synchronoss Technologies, Inc. Announces Proposed $120 Million Public Offering of Senior Notes
76 Form 8-K Bull Horn Holdings Corp. For: May 28
77 A New Avenue for Defendants in Securities Fraud Class Actions: Supreme Court Holds “Generic” Nature of Statements Is “Important Evidence” of Price Impact at Class Certification
78 Form DEF 14C Two Hands Corp For: Jun 24
79 Agrify Expands Relationship with Current Customer Nevada Holistic Medicine, Further Increases Presence in Attractive Nevada Market
80 SEC Approves Nasdaq's Direct Listing Rule
82 Executive Order on Addressing the Threat from Securities Investments that Finance Certain Companies of the People's Republic of China
83 OCGN Shareholder Alert: Bronstein, Gewirtz & Grossman, LLC
84 Unique Logistics International Announces Agreement for Extension to Purchase Asia-Pacific Logistics Assets
85 SEC Poised to Consider ESG Disclosures
86 RLJ Lodging Trust Provides Embedded Value Creation Update
87 SHAREHOLDER ALERT: Pomerantz Law Firm Reminds Shareholders
88 Securities Litigation Update: First Circuit Endorses Broad View of Extraterritorial Reach of the Federal Securities Laws, Cementing Split with the Second Circuit on the Meaning of a “Domestic” Transaction
89 SEC Extracts AML Settlement From Broker-Dealer Based on Alleged Failure to Comply with “Five Essential Elements” of SAR Filings Regarding Cyber Crime
90 U.S. Supreme Court tosses class action ruling against Goldman Sachs
91 Robbins Geller Rudman & Dowd LLP Announces Upcoming Lead Plaintiff Deadline in the PureCycle Technologies, Inc. Class Action Lawsuit
92 Form 4 FARMERS & MERCHANTS BANC For: Jun 03 Filed by: Eller Lars B
93 District Of New Jersey Holds Omnicare Applies To Exchange Act Claims Based On Alleged Omissions But Dismisses Claims Against Canadian Cannabis Producer Related To Inventory Surplus For Failure To Allege Scienter
94 OneSpaWorld Announces Proposed Secondary Public Offering of Common Shares
95 INVESTOR ALERT: Scott+Scott Attorneys at Law LLP Reminds Investors of Securities Class Action Against ContextLogic, Inc. (NASDAQ: WISH)
96 District Court Takes Judicial Notice of SEC Order in Denying Motion to Dismiss Shareholder Claims
97 Broker-Dealer Fined for Failing to File SARs, Resources for Implementing the Marketing Rule and DOL PTE 2020-02, SEC Update on Proxy Advisory Firms and More: Lessons Learned and Worth Reading for June 2021
98 Congressional SPACtivity Continues: Draft Legislation Proposes to Eliminate Safe Harbor Protection for Projections in SPAC Transactions
99 Findit, Inc. Files First Quarter Ending March 31, 2021 Audit Review in FORM S1 Filing with SEC
100 Congress Amends Exchange Act, Expanding SEC Enforcement Power