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1 SEC Awards More Than $16 Million to Two Whistleblowers SEC.gov 4 hours ago
2 U.S. SEC proposes new rules for clearing houses Reuters 1 day ago
3 Securities and Exchange Commission: Proxy Voting Advice Government Accountability Office 5 days ago
4 SEC Charges Eleven Individuals in $300 Million Crypto Pyramid Scheme SEC.gov 9 days ago
5 SEC Re-Proposes Amendments to Exemption From National Securities Association Membership SEC.gov 12 days ago
6 The Bancorp Faces SEC Action Over Commercial Mortgage Securities Bloomberg Law 3 hours ago
7 Jaime Lizárraga Sworn In as SEC Commissioner SEC.gov 23 days ago
8 SEC Charges Former Coinbase Manager, Two Others in Crypto Asset Insider Trading Action SEC.gov 20 days ago
9 SEC Charges Former Indiana Congressman with Insider Trading SEC.gov 16 days ago
10 SEC Issues More than $17 Million Award to a Whistleblower SEC.gov 22 days ago
11 With Regulation in Flux, the SEC Disapproves Proposed Grayscale Investments’ Spot Bitcoin ETF JD Supra 7 hours ago
12 SEC Charges Convertible Note Dealer and its Long Island-Based Owners for Failure to Register SEC.gov 7 days ago
13 Cathie Wood Cites SEC Securities Warning in Dropping Coinbase Stock Decrypt 23 hours ago
14 SEC Files Multiple Insider Trading Actions Originating from the Market Abuse Unit's Analysis and Detection Center SEC.gov 16 days ago
15 SEC seeks to ease barriers for investors' ESG proposals Roll Call 27 days ago
16 SEC staff allege securities fraud by Watson’s Northstar, receiver says BusinessDen 1 day ago
17 SEC Proposes Narrowing Grounds for Excluding Shareholder Proposals JD Supra 22 days ago
18 Gary Gensler has set the SEC on a perilous path Reuters.com 19 days ago
19 Court weighs judgment request in SEC's case against muni advisor Bond Buyer 3 hours ago
20 Surgalign Reaches Settlement with the Securities and Exchange Commission on Matters Related to Prior Management Between 2015-2019 Yahoo Finance 6 days ago
21 U.S. SEC working to register crypto lending firms -Gensler Reuters 20 days ago
22 Ripple lawsuit: SEC amuses XRP holders at this one-liner reply AMBCrypto News 14 hours ago
23 SEC Proposes Amendments to Shareholder Proposal Rule SEC.gov 28 days ago
24 Testimony on “Oversight of the SEC's Division of Enforcement” Before the United States House of Representatives Committee on Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets SEC.gov 20 days ago
25 Trading Prohibitions on Foreign Companies Under the HFCAA: Investor Bulletin SEC.gov 6 days ago
26 SEC Enforcement Case Labels Some Cryptocurrency Tokens as Securities JD Supra 6 hours ago
27 Will the SEC's proposed climate risk disclosure rules survive Supreme Court scrutiny? Reuters 4 days ago
28 Form 6-K Medicenna Therapeutics For: Aug 08 StreetInsider.com 8 hours ago
29 Equitable Financial To Pay $50 Million Penalty To Settle SEC Charges That It Provided Misleading Account Statements to Investors SEC.gov 23 days ago
30 SEC Charges Tampa-Based Health Insurance Distributor and its Former CEO with Making False Statements to Investors SEC.gov 21 days ago
31 SEC Proposes Changes to the Definition of “Exchange” under the Securities Exchange Act JD Supra 21 days ago
32 Form 8-K Cryomass Technologies, For: Aug 09 StreetInsider.com 6 hours ago
33 SEC Staff Pulls Rug Out From Under 'Hard Dollar' Research Arrangements Morgan Lewis 14 days ago
34 Federal Authorities Investigate Firm Linked to Roman Abramovich The New York Times 3 hours ago
35 Coinbase faces SEC probe over unregistered securities Los Angeles Times 15 days ago
36 Enforcement and Standardization of Climate-Related Disclosures for Investors/Securities and Exchange Commission Proposed Rule: National Waste & Recycling Association Comments JD Supra 9 days ago
37 Form 4 Digital Media Solutions, For: Aug 04 Filed by: BELL MAURISSA StreetInsider.com 20 hours ago
38 Lender Better faces SEC probe for alleged federal laws violation Reuters 26 days ago
39 SEC steps up scrutiny over Musk comments on $44 bln Twitter deal Reuters 27 days ago
40 Top 5 SEC Enforcement Developments For July 2022 Securities 9 hours ago
41 SEC Weighs Waiving Some Rules to Regulate Crypto, Gensler Says Bloomberg 27 days ago
42 Plan of Distribution Approved by the Securities & Exchange Commission of the S&P Dow Jones Indices Fair Fund PR Newswire 20 days ago
43 Form 3 DOLLAR GENERAL CORP For: Jul 30 Filed by: Chadwick Ana Maria StreetInsider.com 1 day ago
44 Is the SEC’s Expansion of the “Exchange” and “Dealer” Definitions Part of the Agency’s Crypto and DeFi Strategy? JD Supra 26 days ago
45 No whistleblower award when SEC gives tips to other agencies: court Reuters 20 days ago
46 Form 6-K Burford Capital Ltd For: Aug 09 StreetInsider.com 10 hours ago
47 Statement on Single-Stock ETFs SEC.gov 30 days ago
48 Form 6-K SMITH & NEPHEW PLC For: Aug 08 StreetInsider.com 1 day ago
49 SEC implements initiatives to attract more companies to list on securities exchange Vanguard 16 days ago
50 Form 3 Rithm Capital Corp. For: Aug 01 Filed by: Sivin Philip M StreetInsider.com 20 hours ago
51 PlayAGS : FORM 8-K Marketscreener.com 1 day ago
52 Post Holdings Announces Debt-for-Equity Exchange and Offering of BellRing Brands Common Stock by Selling Stockholders GuruFocus.com 9 hours ago
53 Form 8-K Verve Therapeutics, Inc. For: Aug 03 StreetInsider.com 11 hours ago
54 Form 4 Zeta Global Holdings For: Aug 03 Filed by: NIEHAUS ROBERT H StreetInsider.com 20 hours ago
55 Form 6-K VNET Group, Inc. For: Aug 09 StreetInsider.com 9 hours ago
56 OneWater Marine : Regulation FD Disclosure Form 8-K 22 hours ago
57 Patria Investments : 2022 2Q Earnings Presentation Marketscreener.com 11 hours ago
58 Seller of 'Fraudulent' Securities Loses Challenge to SEC Award Bloomberg Law 21 days ago
59 Form 6-K Bioceres Crop Solutions For: Aug 09 StreetInsider.com 5 hours ago
60 Ideanomics : Change of Certifying Accountant Form 8-K/A 21 hours ago
61 Form 6-K ELTEK LTD For: Aug 09 StreetInsider.com 10 hours ago
62 PennantPark Floating Rate Capital Ltd. Announces Pricing of Public Offering of Common Stock Yahoo Finance 20 hours ago
63 SEC Adopts Rules Requiring Electronic Filing for Form 13F Confidential Treatment Requests Lexology 16 days ago
64 Ripple and SEC butt heads over expert testimonies Proactive Investors USA 30 days ago
65 Form F-1 TOWER ONE WIRELESS CORP. StreetInsider.com 10 hours ago
66 Form 424B5 GATX CORP StreetInsider.com 6 hours ago
67 Form 424B3 Greenrose Holding Co StreetInsider.com 2 days ago
68 Crypto Regulation Weekly: Congress Could Challenge Control SEC Seeks With Ripple Suit PYMNTS.com 21 days ago
69 Form S-8 Annexon, Inc. StreetInsider.com 1 day ago
70 Form 6-K SEABRIDGE GOLD INC For: Aug 08 StreetInsider.com 11 hours ago
71 Form 6-K Patria Investments Ltd For: Aug 09 StreetInsider.com 12 hours ago
72 Mudrick Capital Acquisition II : Termination of a Material Definitive Agreement Form 8-K 7 hours ago
73 PerkinElmer : Quarterly Report for Quarter Ending July 3, 2022 (Form 10-Q) Marketscreener.com 4 hours ago
74 First Watch Restaurant : Quarterly Report for Quarter Ending June 26, 2022 (Form 10-Q) Marketscreener.com 8 hours ago
75 Green Stream Holdings, Inc. Stock Buyback Program to be Followed by Retirement of Shares; No Reverse Split Yahoo Finance 11 hours ago
76 U.S. Rep Calls XRP “Illegal Security” And Wants SEC To Go After XRP CoinGape 21 days ago
77 Lionheart III : SECURITY MATTERS LIMITED Form 8-K 9 hours ago
78 Form 8-K Village Farms Internatio For: Aug 09 StreetInsider.com 8 hours ago
79 Mawson Infrastructure : Management Change/Compensation Form 8-K 1 day ago
80 Shift4 Payments : Submission of Matters to a Vote of Security Holders Form 8-K/A 24 hours ago
81 Form 6-K Vitru Ltd For: Aug 09 StreetInsider.com 9 hours ago
82 Form 424B3 Perimeter Solutions, SA StreetInsider.com 4 hours ago
83 SEC Nearly Doubles Size of Enforcement's Crypto Assets and Cyber Unit SEC.gov 3 months ago
84 Healthcare Trust America : Condensed Consolidated Financial Statements as of and for the Three and Six Months Ended Form 8-K 9 hours ago
85 What Is the Securities and Exchange Commission (SEC)? How Does It Protect Investors? TheStreet 3 months ago
86 SEC Uncovers $194 Million Penny Stock Schemes that Spanned Three Continents SEC.gov 4 months ago
87 Avinger, Inc. Announces Closing of $5 Million Registered Direct and Private Placement Offerings Priced At-the-Market Under Nasdaq Rules Yahoo Finance 1 day ago
88 Genasys Inc. Receives $2.2 Million LRAD® Order for Commercial Security StreetInsider.com 8 hours ago
89 Parthian Partners Limited issues N10 billion Bond Nairametrics 6 hours ago
90 BlockFi Agrees to Pay $100 Million in Penalties and Pursue Registration of its Crypto Lending Product SEC.gov 6 months ago
91 SEC Charges Company and Former CEO with Misleading Investors about Sale of Covid-19 Test Kits SEC.gov 2 months ago
92 UBS to Pay $25 Million to Settle SEC Fraud Charges Involving Complex Options Trading Strategy SEC.gov 1 month ago
93 Form S-1/A PALISADE BIO, INC. StreetInsider.com 7 hours ago
94 Mark T. Uyeda Sworn In as SEC Commissioner SEC.gov 1 month ago
95 SEC Obtains Emergency Relief to Halt Pre-IPO Stock Fraud Scheme by Unregistered Broker-Dealer SEC.gov 3 months ago
96 SEC Charges Allianz Global Investors and Three Former Senior Portfolio Managers with Multibillion Dollar Securities Fraud SEC.gov 3 months ago
97 SEC Charges BNY Mellon Investment Adviser for Misstatements and Omissions Concerning ESG Considerations SEC.gov 3 months ago
98 Bright Scholar Education : Announces ADS Ratio Change Form 6-K 9 hours ago
99 SEC Charges Firm and Five Brokers with Violations of Reg BI SEC.gov 2 months ago
100 The Most Curious Rule Proposal in Securities and Exchange Commission History The Harvard Law School Forum on Corporate Governance 3 months ago