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Result Content Outlet Published Research
Result Content Outlet Published Research
1 CFTC and SEC propose amending reporting rules for large hedge funds on crypto exposure Cointelegraph 4 hours ago
2 SEC Charges Eleven Individuals in $300 Million Crypto Pyramid Scheme 10 days ago
3 Testimony on “Oversight of the SEC's Division of Enforcement” Before the United States House of Representatives Committee on Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets 21 days ago
4 Securities and Exchange Commission: Proxy Voting Advice Government Accountability Office 6 days ago
5 U.S. Republicans prepare consumer watchdog, SEC probes as mid-term elections loom 9 hours ago
6 Trading Prohibitions on Foreign Companies Under the HFCAA: Investor Bulletin 7 days ago
7 Gary Gensler has set the SEC on a perilous path 20 days ago
8 Form 4 Tesla, Inc. For: Aug 05 Filed by: Musk Elon 19 hours ago
9 Surgalign Reaches Settlement with the Securities and Exchange Commission on Matters Related to Prior Management Between 2015-2019 Yahoo Finance 7 days ago
10 Top 5 SEC Enforcement Developments For July 2022 Securities 1 day ago
11 Enforcement and Standardization of Climate-Related Disclosures for Investors/Securities and Exchange Commission Proposed Rule: National Waste & Recycling Association Comments JD Supra 10 days ago
12 Binance.US Delists Cryptocurrency SEC Deemed A Security Forbes 9 days ago
13 Form 6-K Medicenna Therapeutics For: Aug 08 1 day ago
14 Form 3 Wag! Group Co. For: Aug 09 Filed by: Bonatsos Nikolaos 20 hours ago
15 Form 424B3 DocGo Inc. 7 hours ago
16 With Regulation In Flux, The SEC Disapproves Proposed Grayscale Investments' Spot Bitcoin ETF Fin Tech 1 day ago
17 Lessons From Recent SEC Municipal Enforcement Actions | Orrick, Herrington & Sutcliffe LLP JDSupra 23 days ago
18 Form 8-K Atlanticus Holdings Corp For: Aug 10 4 hours ago
19 SEC Proposes Changes to the Definition of “Exchange” under the Securities Exchange Act JD Supra 22 days ago
20 DOJ, SEC Allege Insider Trading Violations Against Former Coinbase Employee The National Law Review 5 days ago
21 SEC Adopts Mandatory Electronic Filing For Form 144 Securities 7 days ago
22 Reading the Not-So-Subtle Tea Leaves: What the SEC Is Likely to Do Next in Crypto, and How Crypto Participants Should Prepare JD Supra 14 days ago
23 Form 3 Rithm Capital Corp. For: Aug 01 Filed by: Sivin Philip M 2 days ago
24 SEC Division Director: Staff MiFID II Research Compensation Relief To Expire July 2023 Securities 1 day ago
25 SEC Launches Probe into Coinbase Over Alleged Securities Listing: Report Decrypt 16 days ago
26 Is the SEC’s Expansion of the “Exchange” and “Dealer” Definitions Part of the Agency’s Crypto and DeFi Strategy? JD Supra 27 days ago
27 Notable SEC Decisions: 2022 H1 | Patterson Belknap Webb & Tyler LLP JDSupra 17 days ago
28 Form 424B3 Algoma Steel Group Inc. 7 hours ago
29 Second Circuit Limits Scope Of SEC Whistleblower Incentives Securities 5 days ago
30 Comment on the Financial Accounting Foundation Draft Strategic Plan 20 days ago
31 Form 425 OceanTech Acquisitions Filed by: OceanTech Acquisitions I Corp. 6 hours ago
32 Form F-1 TOWER ONE WIRELESS CORP. 1 day ago
33 Ripple Battle Offers Defense Strategy Against SEC Privilege JD Supra 16 days ago
34 Form 6-K VNET Group, Inc. For: Aug 09 1 day ago
35 Accel-KKR, Long Path and Briarwood Announce Successful Completion of Public Tender Offer for Basware PR Newswire 11 hours ago
36 SEC Says These 9 Cryptocurrency Tokens Are Securities Business 2 Community 20 days ago
37 First-of-a-Kind Crypto Insider Trading Prosecution: SEC-v-Wahi et al Action May Have Broad Implications Across the Digital Asset Space JD Supra 22 hours ago
38 Form 6-K ELTEK LTD For: Aug 09 1 day ago
39 SEC Proposes Amendments to Shareholder Proposal Rule 29 days ago
40 Form 8-K OceanTech Acquisitions For: Aug 10 6 hours ago
41 United States: SEC proposes amendments to shareholder proposal rule Lexology 20 days ago
42 Otonomy : Costs Associated with Exit or Disposal Activities Form 8-K 23 hours ago
43 US Commercial Real Estate Values Threatened by Stagflation Fitch Ratings 6 hours ago
44 Mohawk Industries : Amendment to Initial Statement of Beneficial Ownership Form 3/A 1 day ago
45 US CLO Metrics Mostly Steady in July Fitch Ratings 6 hours ago
46 Hyliion : Quarterly Report for Quarter Ending June 30, 2022 (Form 10-Q) 22 hours ago
47 SEC Repeals Aspects of its 2020 Proxy Voting Advice Businesses The National Law Review 20 days ago
48 Form 10-12G/A LexaGene Holdings Inc. 24 hours ago
49 Hagerty, Tillis Call out SEC Chair for Rushing Public Comment Periods on Proposed Rules Senator Bill Hagerty 29 days ago
50 Mudrick Capital Acquisition II : Termination of a Material Definitive Agreement Form 8-K 1 day ago
51 Securities Quarterly Update Summer 2022 1 month ago
52 Coinbase Scrutiny Ratcheting Up As the Leading US Crypto Exchange Is Hit With Two New Lawsuits The Daily Hodl 5 days ago
53 Form 424B3 Hagerty, Inc. 5 hours ago
54 Form 6-K Alibaba Group Holding For: Aug 10 9 hours ago
55 SEC Brings Flurry Of Insider Trading Cases Using Market Analytics Securities 10 days ago
56 Philip Morris Holland Holdings B.V. Extends the Acceptance Period for the Recommended Cash Offer to the Shareholders of Swedish Match AB Until October 21, 2022 Yahoo Finance 23 hours ago
57 SEC Charges Tampa-Based Health Insurance Distributor and its Former CEO with Making False Statements to Investors 22 days ago
58 Global Chip Manufacturers Face Heightened Volatility Fitch Ratings 2 hours ago
59 Form SC 13G Global Ship Lease, Inc. Filed by: GOLDMAN SACHS GROUP INC 4 hours ago
60 Post Holdings Announces Debt-for-Equity Exchange and Offering of BellRing Brands Common Stock by Selling Stockholders GlobeNewswire 1 day ago
61 Form 8-K, Inc. For: Aug 10 8 hours ago
62 Strive Asset Management Attracts Executives From State Street, Pickering Energy Partners, and the U.S. Securities & Exchange Commission Business Wire 8 days ago
63 Form 424B8 CITIGROUP INC 5 hours ago
64 Form 6-K SEABRIDGE GOLD INC For: Aug 08 1 day ago
65 Form 3 ENTEGRIS INC For: Jul 06 Filed by: Besnard Michael 27 days ago
68 MIND Technology : Statement of Changes in Beneficial Ownership Form 4 5 days ago
69 US lawmaker criticizes SEC enforcement director for not going after 'big fish' crypto exchanges Cointelegraph 23 days ago
70 ‘SEC implies selling crypto in the US is illegal’: LBRY CEO 20 days ago
71 Form 425 Zymeworks Inc. Filed by: Zymeworks Inc. 27 days ago
72 Voltus Partners with Chesapeake Energy Corporation to Deliver 10 MW of Fast-Response Grid Services to Oklahoma Business Wire 8 hours ago
73 SEC Uncovers $194 Million Penny Stock Schemes that Spanned Three Continents 4 months ago
74 Public Service : Statement of Changes in Beneficial Ownership Form 4 8 days ago
75 Equity Distribution Acquisition Corp. Will Redeem Its Public Shares and Will Not Consummate an Initial Business Combination The Bakersfield Californian 23 hours ago
76 SEC Nearly Doubles Size of Enforcement's Crypto Assets and Cyber Unit 3 months ago
77 Patria Reports Second Quarter 2022 Earnings Results 1 day ago
78 Form SC 13G/A Metalla Royalty & Stream Filed by: Euro Pacific Asset Management, LLC 3 hours ago
79 Nuvve and Maine Maritime Academy to Apply Vehicle-to-Grid (V2G) Solutions to Maritime Industry Use Cases PR Newswire 7 hours ago
80 SEC Updates Electronic Filing Requirements 2 months ago
81 U.S. financial firms push back on SEC bid to rein-in blank check company deals 2 months ago
82 Financial Audit: Securities and Exchange Commission's FY 2021 and 2020 Financial Statements Government Accountability Office 9 months ago
83 Ex-US congressman, 8 others arrested in insider trading case theSundaily 16 days ago
84 Results of the General Meeting held at 10:00 on 10 August 2022 relating to the PSG Group Restructuring 5 hours ago
85 Introducing a Special Series on the Proposed Climate Disclosure Rule from the US Securities and Exchange Commission Resources 4 months ago
86 SEC Charges NVIDIA Corporation with Inadequate Disclosures about Impact of Cryptomining 3 months ago
87 SEC Charges Firm and Five Brokers with Violations of Reg BI 2 months ago
88 BlockFi Agrees to Pay $100 Million in Penalties and Pursue Registration of its Crypto Lending Product 6 months ago
89 U.S. SEC gets ready to propose changes to stock market operations- WSJ 2 months ago
90 SEC Charges Allianz Global Investors and Three Former Senior Portfolio Managers with Multibillion Dollar Securities Fraud 3 months ago
91 Mark T. Uyeda Sworn In as SEC Commissioner 1 month ago
92 Explainer: SEC eyes Wall Street reforms. What is 'PFOF'? Reuters 2 months ago
93 International Context of the Proposed Climate Disclosure Rule from the US Securities and Exchange Commission Resources 3 months ago
94 SEC Files Fraud Charges Alleging a Multimillion Dollar Scheme that Targeted Retirement Accounts 6 months ago
95 SEC Charges Empires Consulting Corp. with Fake Trading Scheme 1 month ago
96 We are Not the Securities and Environment Commission At Least Not Yet 5 months ago
97 Arcutis Launches ZORYVE™ (Roflumilast) Cream 0.3% in the United States for Treatment of Plaque Psoriasis in Individuals Age 12 and Older GlobeNewswire 7 hours ago
98 What Is the Securities and Exchange Commission (SEC)? How Does It Protect Investors? TheStreet 3 months ago
99 SEC Obtains Emergency Relief to Halt Pre-IPO Stock Fraud Scheme by Unregistered Broker-Dealer 3 months ago
100 SEC Charges BNY Mellon Investment Adviser for Misstatements and Omissions Concerning ESG Considerations 3 months ago