Quick search:
Result | Content | Outlet | Published | Research |
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Result | Content | Outlet | Published | Research |
1 | CFTC and SEC propose amending reporting rules for large hedge funds on crypto exposure | Cointelegraph | 4 hours ago |
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2 | SEC Charges Eleven Individuals in $300 Million Crypto Pyramid Scheme | SEC.gov | 10 days ago |
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3 | Testimony on “Oversight of the SEC's Division of Enforcement” Before the United States House of Representatives Committee on Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets | SEC.gov | 21 days ago |
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4 | Securities and Exchange Commission: Proxy Voting Advice | Government Accountability Office | 6 days ago |
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5 | U.S. Republicans prepare consumer watchdog, SEC probes as mid-term elections loom | Reuters.com | 9 hours ago |
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6 | Trading Prohibitions on Foreign Companies Under the HFCAA: Investor Bulletin | SEC.gov | 7 days ago |
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7 | Gary Gensler has set the SEC on a perilous path | Reuters.com | 20 days ago |
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8 | Form 4 Tesla, Inc. For: Aug 05 Filed by: Musk Elon | StreetInsider.com | 19 hours ago |
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9 | Surgalign Reaches Settlement with the Securities and Exchange Commission on Matters Related to Prior Management Between 2015-2019 | Yahoo Finance | 7 days ago |
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10 | Top 5 SEC Enforcement Developments For July 2022 | Securities | 1 day ago |
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11 | Enforcement and Standardization of Climate-Related Disclosures for Investors/Securities and Exchange Commission Proposed Rule: National Waste & Recycling Association Comments | JD Supra | 10 days ago |
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12 | Binance.US Delists Cryptocurrency SEC Deemed A Security | Forbes | 9 days ago |
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13 | Form 6-K Medicenna Therapeutics For: Aug 08 | StreetInsider.com | 1 day ago |
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14 | Form 3 Wag! Group Co. For: Aug 09 Filed by: Bonatsos Nikolaos | StreetInsider.com | 20 hours ago |
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15 | Form 424B3 DocGo Inc. | StreetInsider.com | 7 hours ago |
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16 | With Regulation In Flux, The SEC Disapproves Proposed Grayscale Investments' Spot Bitcoin ETF | Fin Tech | 1 day ago |
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17 | Lessons From Recent SEC Municipal Enforcement Actions | Orrick, Herrington & Sutcliffe LLP | JDSupra | 23 days ago |
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18 | Form 8-K Atlanticus Holdings Corp For: Aug 10 | StreetInsider.com | 4 hours ago |
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19 | SEC Proposes Changes to the Definition of “Exchange” under the Securities Exchange Act | JD Supra | 22 days ago |
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20 | DOJ, SEC Allege Insider Trading Violations Against Former Coinbase Employee | The National Law Review | 5 days ago |
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21 | SEC Adopts Mandatory Electronic Filing For Form 144 | Securities | 7 days ago |
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22 | Reading the Not-So-Subtle Tea Leaves: What the SEC Is Likely to Do Next in Crypto, and How Crypto Participants Should Prepare | JD Supra | 14 days ago |
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23 | Form 3 Rithm Capital Corp. For: Aug 01 Filed by: Sivin Philip M | StreetInsider.com | 2 days ago |
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24 | SEC Division Director: Staff MiFID II Research Compensation Relief To Expire July 2023 | Securities | 1 day ago |
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25 | SEC Launches Probe into Coinbase Over Alleged Securities Listing: Report | Decrypt | 16 days ago |
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26 | Is the SEC’s Expansion of the “Exchange” and “Dealer” Definitions Part of the Agency’s Crypto and DeFi Strategy? | JD Supra | 27 days ago |
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27 | Notable SEC Decisions: 2022 H1 | Patterson Belknap Webb & Tyler LLP | JDSupra | 17 days ago |
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28 | Form 424B3 Algoma Steel Group Inc. | StreetInsider.com | 7 hours ago |
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29 | Second Circuit Limits Scope Of SEC Whistleblower Incentives | Securities | 5 days ago |
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30 | Comment on the Financial Accounting Foundation Draft Strategic Plan | SEC.gov | 20 days ago |
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31 | Form 425 OceanTech Acquisitions Filed by: OceanTech Acquisitions I Corp. | StreetInsider.com | 6 hours ago |
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32 | Form F-1 TOWER ONE WIRELESS CORP. | StreetInsider.com | 1 day ago |
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33 | Ripple Battle Offers Defense Strategy Against SEC Privilege | JD Supra | 16 days ago |
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34 | Form 6-K VNET Group, Inc. For: Aug 09 | StreetInsider.com | 1 day ago |
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35 | Accel-KKR, Long Path and Briarwood Announce Successful Completion of Public Tender Offer for Basware | PR Newswire | 11 hours ago |
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36 | SEC Says These 9 Cryptocurrency Tokens Are Securities | Business 2 Community | 20 days ago |
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37 | First-of-a-Kind Crypto Insider Trading Prosecution: SEC-v-Wahi et al Action May Have Broad Implications Across the Digital Asset Space | JD Supra | 22 hours ago |
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38 | Form 6-K ELTEK LTD For: Aug 09 | StreetInsider.com | 1 day ago |
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39 | SEC Proposes Amendments to Shareholder Proposal Rule | SEC.gov | 29 days ago |
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40 | Form 8-K OceanTech Acquisitions For: Aug 10 | StreetInsider.com | 6 hours ago |
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41 | United States: SEC proposes amendments to shareholder proposal rule | Lexology | 20 days ago |
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42 | Otonomy : Costs Associated with Exit or Disposal Activities | Form 8-K | 23 hours ago |
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43 | US Commercial Real Estate Values Threatened by Stagflation | Fitch Ratings | 6 hours ago |
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44 | Mohawk Industries : Amendment to Initial Statement of Beneficial Ownership | Form 3/A | 1 day ago |
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45 | US CLO Metrics Mostly Steady in July | Fitch Ratings | 6 hours ago |
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46 | Hyliion : Quarterly Report for Quarter Ending June 30, 2022 (Form 10-Q) | Marketscreener.com | 22 hours ago |
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47 | SEC Repeals Aspects of its 2020 Proxy Voting Advice Businesses | The National Law Review | 20 days ago |
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48 | Form 10-12G/A LexaGene Holdings Inc. | StreetInsider.com | 24 hours ago |
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49 | Hagerty, Tillis Call out SEC Chair for Rushing Public Comment Periods on Proposed Rules | Senator Bill Hagerty | 29 days ago |
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50 | Mudrick Capital Acquisition II : Termination of a Material Definitive Agreement | Form 8-K | 1 day ago |
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51 | Securities Quarterly Update | Summer 2022 | 1 month ago |
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52 | Coinbase Scrutiny Ratcheting Up As the Leading US Crypto Exchange Is Hit With Two New Lawsuits | The Daily Hodl | 5 days ago |
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53 | Form 424B3 Hagerty, Inc. | StreetInsider.com | 5 hours ago |
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54 | Form 6-K Alibaba Group Holding For: Aug 10 | StreetInsider.com | 9 hours ago |
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55 | SEC Brings Flurry Of Insider Trading Cases Using Market Analytics | Securities | 10 days ago |
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56 | Philip Morris Holland Holdings B.V. Extends the Acceptance Period for the Recommended Cash Offer to the Shareholders of Swedish Match AB Until October 21, 2022 | Yahoo Finance | 23 hours ago |
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57 | SEC Charges Tampa-Based Health Insurance Distributor and its Former CEO with Making False Statements to Investors | SEC.gov | 22 days ago |
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58 | Global Chip Manufacturers Face Heightened Volatility | Fitch Ratings | 2 hours ago |
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59 | Form SC 13G Global Ship Lease, Inc. Filed by: GOLDMAN SACHS GROUP INC | StreetInsider.com | 4 hours ago |
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60 | Post Holdings Announces Debt-for-Equity Exchange and Offering of BellRing Brands Common Stock by Selling Stockholders | GlobeNewswire | 1 day ago |
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61 | Form 8-K 1stdibs.com, Inc. For: Aug 10 | StreetInsider.com | 8 hours ago |
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62 | Strive Asset Management Attracts Executives From State Street, Pickering Energy Partners, and the U.S. Securities & Exchange Commission | Business Wire | 8 days ago |
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63 | Form 424B8 CITIGROUP INC | StreetInsider.com | 5 hours ago |
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64 | Form 6-K SEABRIDGE GOLD INC For: Aug 08 | StreetInsider.com | 1 day ago |
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65 | Form 3 ENTEGRIS INC For: Jul 06 Filed by: Besnard Michael | StreetInsider.com | 27 days ago |
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66 | SANDSTORM GOLD ROYALTIES SHAREHOLDERS APPROVE ACQUISITION OF NOMAD ROYALTY COMPANY | PR Newswire | 23 hours ago |
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67 | Form SC 13G/A PIONEER MUNICIPAL HIGH Filed by: FIRST TRUST PORTFOLIOS LP | StreetInsider.com | 5 hours ago |
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68 | MIND Technology : Statement of Changes in Beneficial Ownership | Form 4 | 5 days ago |
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69 | US lawmaker criticizes SEC enforcement director for not going after 'big fish' crypto exchanges | Cointelegraph | 23 days ago |
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70 | ‘SEC implies selling crypto in the US is illegal’: LBRY CEO | Capital.com | 20 days ago |
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71 | Form 425 Zymeworks Inc. Filed by: Zymeworks Inc. | StreetInsider.com | 27 days ago |
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72 | Voltus Partners with Chesapeake Energy Corporation to Deliver 10 MW of Fast-Response Grid Services to Oklahoma | Business Wire | 8 hours ago |
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73 | SEC Uncovers $194 Million Penny Stock Schemes that Spanned Three Continents | SEC.gov | 4 months ago |
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74 | Public Service : Statement of Changes in Beneficial Ownership | Form 4 | 8 days ago |
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75 | Equity Distribution Acquisition Corp. Will Redeem Its Public Shares and Will Not Consummate an Initial Business Combination | The Bakersfield Californian | 23 hours ago |
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76 | SEC Nearly Doubles Size of Enforcement's Crypto Assets and Cyber Unit | SEC.gov | 3 months ago |
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77 | Patria Reports Second Quarter 2022 Earnings Results | Marketscreener.com | 1 day ago |
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78 | Form SC 13G/A Metalla Royalty & Stream Filed by: Euro Pacific Asset Management, LLC | StreetInsider.com | 3 hours ago |
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79 | Nuvve and Maine Maritime Academy to Apply Vehicle-to-Grid (V2G) Solutions to Maritime Industry Use Cases | PR Newswire | 7 hours ago |
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80 | SEC Updates Electronic Filing Requirements | SEC.gov | 2 months ago |
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81 | U.S. financial firms push back on SEC bid to rein-in blank check company deals | Reuters.com | 2 months ago |
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82 | Financial Audit: Securities and Exchange Commission's FY 2021 and 2020 Financial Statements | Government Accountability Office | 9 months ago |
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83 | Ex-US congressman, 8 others arrested in insider trading case | theSundaily | 16 days ago |
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84 | Results of the General Meeting held at 10:00 on 10 August 2022 relating to the PSG Group Restructuring | Marketscreener.com | 5 hours ago |
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85 | Introducing a Special Series on the Proposed Climate Disclosure Rule from the US Securities and Exchange Commission | Resources | 4 months ago |
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86 | SEC Charges NVIDIA Corporation with Inadequate Disclosures about Impact of Cryptomining | SEC.gov | 3 months ago |
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87 | SEC Charges Firm and Five Brokers with Violations of Reg BI | SEC.gov | 2 months ago |
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88 | BlockFi Agrees to Pay $100 Million in Penalties and Pursue Registration of its Crypto Lending Product | SEC.gov | 6 months ago |
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89 | U.S. SEC gets ready to propose changes to stock market operations- WSJ | Reuters.com | 2 months ago |
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90 | SEC Charges Allianz Global Investors and Three Former Senior Portfolio Managers with Multibillion Dollar Securities Fraud | SEC.gov | 3 months ago |
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91 | Mark T. Uyeda Sworn In as SEC Commissioner | SEC.gov | 1 month ago |
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92 | Explainer: SEC eyes Wall Street reforms. What is 'PFOF'? | Reuters | 2 months ago |
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93 | International Context of the Proposed Climate Disclosure Rule from the US Securities and Exchange Commission | Resources | 3 months ago |
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94 | SEC Files Fraud Charges Alleging a Multimillion Dollar Scheme that Targeted Retirement Accounts | SEC.gov | 6 months ago |
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95 | SEC Charges Empires Consulting Corp. with Fake Trading Scheme | SEC.gov | 1 month ago |
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96 | We are Not the Securities and Environment Commission | At Least Not Yet | 5 months ago |
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97 | Arcutis Launches ZORYVE™ (Roflumilast) Cream 0.3% in the United States for Treatment of Plaque Psoriasis in Individuals Age 12 and Older | GlobeNewswire | 7 hours ago |
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98 | What Is the Securities and Exchange Commission (SEC)? How Does It Protect Investors? | TheStreet | 3 months ago |
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99 | SEC Obtains Emergency Relief to Halt Pre-IPO Stock Fraud Scheme by Unregistered Broker-Dealer | SEC.gov | 3 months ago |
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100 | SEC Charges BNY Mellon Investment Adviser for Misstatements and Omissions Concerning ESG Considerations | SEC.gov | 3 months ago |
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